Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations (SOR/2001-409)
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Regulations are current to 2024-10-30
Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations
SOR/2001-409
Registration 2001-10-04
Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations
P.C. 2001-1780 2001-10-04
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 983(16)Footnote a of the Bank ActFootnote b, hereby makes the annexed Name Use in Securities-related Transactions (Banks and Bank Holding Companies) Regulations.
Return to footnote aS.C. 2001, c. 9, s. 183
Return to footnote bS.C. 1991, c. 46
Permitted Use of Name
Marginal note:Use of name of bank or bank holding company
1 A person may use the name of a bank or of a bank holding company in a prospectus, offering memorandum, takeover bid circular, advertisement for a transaction related to securities or in any other document in connection with a transaction related to securities if the use is required by law or if the bank or bank holding company, as the case may be, has given its written permission for the use.
Repeal
Marginal note:Repeal
2 [Repeal]
Coming into Force
Marginal note:Coming into force
Footnote *3 These Regulations come into force on the day on which subsection 983(1) of the Bank Act, as enacted by section 183 of the Financial Consumer Agency of Canada Act, being chapter 9 of the Statutes of Canada, 2001, comes into force.
Return to footnote *[Note: Regulations in force October 24, 2001, see SI/2001-102.]
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