Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations

43 Every casino shall keep the following records:

• (a) with respect to every client account that it opens,

  • (i) a signature card in respect of each account holder,

  • (ii) every account operating agreement that is received or created in the normal course of business,

  • (iii) a deposit slip in respect of every deposit that is made to the account, and

  • (iv) every debit and credit memo that is received or created in the normal course of business;

• (b) where it opens a client account in respect of a corporation, a copy of the part of the official corporate records that contains any provision relating to the power to bind the corporation in respect of the account;

• (c) where it opens a client account in the name of a person or of an entity other than a corporation, a record of the name and address and the nature of the principal business or occupation of the person or entity, as the case may be;

• (d) with respect to every extension of credit to a client of $3,000 or more, an extension of credit record that indicates

  • (i) the client’s name and address and the nature of the principal business or occupation of the client,

  • (ii) the terms and conditions of the extension of credit, and

  • (iii) the date and amount of the extension of credit; and

• (e) with respect to every foreign currency exchange transaction of $3000 or more, a transaction ticket.