Insider Reports Exemptions (Banks) Regulations
SOR/2000-113
Registration 2000-03-23
Insider Reports Exemptions (Banks) Regulations
P.C. 2000-368 2000-03-23
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 267.1Footnote a and paragraph 668(a)Footnote b of the Bank ActFootnote c, hereby makes the annexed Insider Reports Exemptions (Banks) Regulations.
Return to footnote aS.C. 1997, c. 15, s. 32
Return to footnote bS.C. 1999, c. 28, s. 64(1)
Return to footnote cS.C. 1991, c. 46
Exemption
1 For the purposes of section 267.1 of the Bank Act, an insider is exempt from the requirements of sections 266 and 267 of that Act if the insider, under any provincial Act set out in the schedule
(a) is required to file a document containing information similar to the information to be included in the insider report that is required by those sections to be sent to the Superintendent; or
(b) is exempted from the requirement to file the document referred to in paragraph (a).
- SOR/2003-187, s. 1
Coming into Force
2 These Regulations come into force on the day on which they are registered.
SCHEDULE(Section 1)Provincial Legislation
1 Securities Act, R.S.O. 1990, c. S.5 (Ontario)
2 Securities Act, R.S.Q., c. V-1.1 (Quebec)
3 Securities Act, R.S.N.S. 1989, c. 418 (Nova Scotia)
4 Securities Act, R.S.N.B. 1973, c. S-6 (New Brunswick)
5 The Securities Act, R.S.M. 1988, c. S50 (Manitoba)
6 Securities Act, R.S.B.C. 1996, c. 418 (British Columbia)
7 Securities Act, R.S.P.E.I. 1988, c. S-3 (Prince Edward Island)
8 The Securities Act, S.S. 1988, c. S-42.2 (Saskatchewan)
9 Securities Act, S.A. 1981, c. S-6.1 (Alberta)
10 Securities Act, R.S.N. 1990, c. S-13 (Newfoundland)
11 Securities Act, R.S.Y. 1986, c. 158 (Yukon Territory)
12 Securities Act, R.S.N.W.T. 1988, c. S-5 (Northwest Territories)
13 Securities Act, R.S.N.W.T. 1988, c. S-5, as duplicated for Nunavut (Nunavut)
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